HOCT - Innovator Premium Income 9 Buffer ETF
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Premium Income 9 Buffer ETF
OCTOBER SERIES
 HOCT
ETF SUMMARY
The Innovator Premium Income 9 Buffer ETF is designed to provide investment performance for each Outcome Period that is equal to the Defined Distribution Rate, while providing a buffer against the first 9% of SPDR S&P 500 ETF Trust (SPY) losses over each 12-month outcome period.
The Funds have characteristics unlike many other traditional investment products and may not be suitable for all investors. For more information regarding whether an investment in the Fund is right for you, please see “Investor Suitability” in the prospectus.
The outcomes that the Fund seeks to provide may only be realized if you are holding shares on the first day of the Outcome Period and continue to hold them on the last day of the Outcome Period, approximately one year. There is no guarantee that the Outcomes for an Outcome Period will be realized or that the Fund will achieve its investment objective.
OUTCOME PERIOD PERFORMANCE
Zoom Tip To zoom, drag your mouse over a region in the chart. Data from 9/30/2024 to 11/28/2024 12:45 PM
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CURRENT OUTCOME PERIOD VALUES (NET)
Current and net figures represent outcome period expenses already incurred, and yet to be incurred.
 AS OF 11/28/2024 12:45 PM
Fund Price
The current bid/ask midpoint of the Fund.

 Fund Return
The current return, after fees and expenses, since the start of the Outcome Period.
 SPY
Return
The current return since the start of the Outcome Period.
 Rem. Total
Potential
The maximum potential change in fund price plus any remaining income through the end of the period.
 Remaining Distribution
The amount of income per share remaining to be paid out through the end of the outcome period, based on the fund's investment objective.
 Remaining Buffer
The current amount of downside protection the fund seeks to provide if held to the end of the Outcome Period.
 Downside Before Buffer
The current amount of downside protection the fund seeks to provide if held to the end of the Outcome Period.
 Rem. Outcome Period
The amount of days remaining until the last day of the Outcome Period.
$24.01 0.94% 4.37% 4.56%4.56% is comprised of -0.93% price and 5.50% income
 $1.320 11.88% -0.93% 307 days
OUTCOME PERIOD VALUES (GROSS/NET)
Gross and net figures represent no outcome period expenses incurred, and yet to be incurred.
 AS OF 9/30/2024
Fund Price
The starting NAV of the Fund at the start of the Outcome Period.
 Fund Return
The starting return of the Fund at the start of the Outcome Period.
 SPY
Return
The starting index return at the start of the Outcome Period.
 Distribution
Rate
The amount of income, expressed as a percentage of the fund’s starting NAV, to be paid if held to the end of the outcome period.
 Distribution
The amount of income to be paid if held to the end of the outcome period.
 Buffer
The starting amount of downside protection the fund seeks to provide if held to the end of the Outcome Period.
 Downside
Before Buffer
The amount of Fund loss incurred before the buffer or floor begins.
 Outcome Period
The intended length of time over which the defined outcomes are sought.
$23.79 0.00% 0.00% 6.85% / 6.06% $1.630 / $1.440 9.00% 0.00% 365 days
At the end of the outcome period, the fund’s NAV will not appreciate in positive markets. "D" in the chart refers to a past or upcoming distribution payment.
This tool, and any enhancement or update to it, is the exclusive proprietary design and functionality process of Innovator Capital Management LLC, and is included within the scope of more than one patent applications filed with the U.S Patent and Trademark Office. All rights are reserved, and any use or duplication of this tool by any third party, without the express written consent in advance by Innovator, is prohibited.
ETF PERFORMANCE & BENCHMARK HISTORY Quarter End | Month End
 YTD1 Year3 Year5 YearInception
Fund NAV4.21%8.05%--8.03%
Fund Closing Price4.27%8.15%--8.12%
S&P 500 Price Return Index20.81%34.38%--34.28%
Data as of 9/30/2024. The Fund incepted on 9/30/2023. Performance quoted represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate, so you may have a gain or loss when shares are sold. Current performance may be higher or lower than that quoted. Returns less than one year are cumulative. One cannot invest directly in an index.
ETF DETAILS
Ticker
HOCT
Listing Date
10/2/2023
Expense Ratio
0.79%
Distribution Frequency
Monthly
Exchange
Cboe BZX
OUTCOME DETAILS
Series
October
Outcome Period
10/1/2024 - 9/30/2025
Rebalance Frequency
Annual
Defined Distribution Rate
6.85%
Starting Buffer
9%
Exposure
S&P 500 Price Return Index
Per the fund's objective, the Defined Distribution Rate is not guaranteed and is shown before fees, which have the result of a lower distribution. The buffer is not guaranteed.
TRADING DETAILS
NAV
$24.01
Closing Price
$24.00
Premium/Discount
-$0.01 / -0.05%
30 Day Median Bid-Ask Spread
0.17%
Shares Outstanding
650,000
Market Value
$15,607,987
As of 11/27/2024
MARKET DETAILS
Last Price
$24.00
Change
$0.00 / 0.00%
Bid / Ask
$12.00 / $35.98
Midpoint
$23.99
Volume
17,200
As of 11/28/2024 12:45 PM
Need Help Trading HOCT?
See our 3 Rules for ETF Trading
ETF STRATEGY
U.S. EQUITY EXPOSURE
REBALANCED ANNUALLY
SET BUFFER LEVEL & DISTRIBUTION RATE
HOLDINGS
Holdings are subject to change.
DISTRIBUTIONS
Ex-Dividend Date Record Date Payable Date Income Short Term Gains Long Term Gains Return of Capital Total Distribution Tax Information
9/30/2025 9/30/2025 10/1/2025 $0.00000 $0.00000 $0.00000 $0.00000 $0.00000  
8/29/2025 8/29/2025 9/1/2025 $0.00000 $0.00000 $0.00000 $0.00000 $0.00000  
7/31/2025 7/31/2025 8/1/2025 $0.00000 $0.00000 $0.00000 $0.00000 $0.00000  
6/30/2025 6/30/2025 7/1/2025 $0.00000 $0.00000 $0.00000 $0.00000 $0.00000  
5/30/2025 5/30/2025 6/2/2025 $0.00000 $0.00000 $0.00000 $0.00000 $0.00000  
4/30/2025 4/30/2025 5/1/2025 $0.00000 $0.00000 $0.00000 $0.00000 $0.00000  
3/31/2025 3/31/2025 4/1/2025 $0.00000 $0.00000 $0.00000 $0.00000 $0.00000  
2/28/2025 2/28/2025 3/3/2025 $0.00000 $0.00000 $0.00000 $0.00000 $0.00000  
1/31/2025 1/31/2025 2/3/2025 $0.00000 $0.00000 $0.00000 $0.00000 $0.00000  
12/31/2024 12/31/2024 1/2/2025 $0.00000 $0.00000 $0.00000 $0.00000 $0.00000  
11/29/2024 11/29/2024 12/2/2024 $0.12013 $0.00000 $0.00000 $0.00000 $0.12013 Form 19A
10/31/2024 10/31/2024 11/1/2024 $0.12013 $0.00000 $0.00000 $0.00000 $0.12013 Form 19A
9/30/2024 9/30/2024 10/4/2024 $0.15114 $0.00000 $0.00000 $0.00000 $0.15114 Form 19A
8/30/2024 8/30/2024 9/3/2024 $0.15114 $0.00000 $0.00000 $0.00000 $0.15114 Form 19A
7/31/2024 7/31/2024 8/1/2024 $0.15114 $0.00000 $0.00000 $0.00000 $0.15114 Form 19A
6/28/2024 6/28/2024 7/1/2024 $0.15114 $0.00000 $0.00000 $0.00000 $0.15114 Form 19A
5/31/2024 5/31/2024 6/3/2024 $0.15114 $0.00000 $0.00000 $0.00000 $0.15114 Form 19A
4/29/2024 4/30/2024 5/1/2024 $0.15114 $0.00000 $0.00000 $0.00000 $0.15114 Form 19A
3/27/2024 3/28/2024 4/1/2024 $0.15114 $0.00000 $0.00000 $0.00000 $0.15114 Form 19A
2/28/2024 2/29/2024 3/1/2024 $0.15114 $0.00000 $0.00000 $0.00000 $0.15114 Form 19A
1/30/2024 1/31/2024 2/1/2024 $0.15114 $0.00000 $0.00000 $0.00000 $0.15114 Form 19A
12/28/2023 12/29/2023 1/2/2024 $0.15114 $0.00000 $0.00000 $0.00000 $0.15114 Form 19A
11/29/2023 11/30/2023 12/1/2023 $0.15114 $0.00000 $0.00000 $0.00000 $0.15114 Form 19A
10/30/2023 10/31/2023 11/1/2023 $0.15114 $0.00000 $0.00000 $0.00000 $0.15114 Form 19A
» Show All Distributions
Distributions are subject to change
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Leading the Defined Outcome ETF Revolution™
Investment Objective: The Funds seek to provide investors, over the 1 year outcome period, with an investment that provides a high level of income through a Defined Distribution Rate while providing a buffer against the first 9% of SPDR® S&P 500® ETF Trust losses. The Defined Distribution Rate is based upon a rate that is comprised of the income generated by the U.S. Treasuries and the premiums received from the Fund selling FLEX Options. The Defined Distribution Rate is likely to rise or fall from one Outcome Period to the next. Account fees will lower the Defined Distribution Rate received by shareholders. The Fund seeks to provide shareholders that hold shares for the entire outcome period with a buffer against the first 9% of Underlying ETF losses during the outcome period. The Fund's shareholders will bear all Underlying ETF losses exceeding 9% on a one-to-one basis. There is no guarantee that the Fund will be successful in its attempt to implement the Buffer. Fund shareholders will be subject to losses experienced by the Underlying ETF if the Underlying ETF experiences losses from the commencement of the Outcome Period to its conclusion that exceed the Buffer. The Fund will seek to set the Buffer at 9% of Underlying ETF losses at the end of each Outcome Period. If at the end of the Outcome Period the Underlying ETF has experienced a positive price return, or price return losses that are less than the Buffer, the Fund will not experience any of the losses of the Underlying ETF and is designed to provide returns that equal the Defined Distribution Rate. However, if the Underlying ETF has decreased in value below the Buffer at the end of the Outcome Period, the Fund's investments will generate Outcomes that equal the Defined Distribution Rate less any decreases in NAV reflecting the losses experienced by the Underlying ETF that exceed the Buffer. The Fund will not benefit from any increases in the Underlying ETF over the course of an outcome period but is subject to the possibility of significant losses experienced by the Underlying ETF if the value of the Underlying ETF drops below the Buffer at the end of the Outcome Period. A shareholder could lose its entire investment. The Fund will not receive or benefit from any dividend payments made by the constituents of the Underlying ETF. In the event an investor purchases shares after the FLEX Options were entered into or sells shares prior to the expiration of the FLEX Options, the Buffer that the Fund seeks to provide may not be available. The Fund does not provide principal protection or non-principal protection, and an investor may experience significant losses on its investment, including the loss of its entire investment.The Outcomes may only be realized by investors who continuously hold Shares from the commencement of the Outcome Period until its conclusion. Investors who purchase Shares after the Outcome Period has begun or sell Shares prior to the Outcome Period's conclusion may experience investment returns very different from those that the Fund seeks to provide.The Funds' website, www.innovatoretfs.com, provides important Fund information as well as information relating to the potential outcomes of an investment in a Fund on a daily basis.The Fund will use proceeds from the sale of Shares to purchase U.S. Treasuries that mature at the end of the Outcome Period. The Fund receives premiums from its FLEX Options positions and invests the proceeds in U.S. Treasuries with maturities that align with the Distribution Dates. The U.S. Treasuries are entitled to an interest rate, which when added to the premiums received for selling FLEX Options, produce the Defined Distribution Rate. The Defined Distribution Rate is distributed to shareholders in Defined Distributions.FLEX Options Risk. The Fund will utilize FLEX Options issued and guaranteed for settlement by the Options Clearing Corporation (OCC). In the unlikely event that the OCC becomes insolvent or is otherwise unable to meet its settlement obligations, the Fund could suffer significant losses. Additionally, FLEX Options may be less liquid than standard options. In a less liquid market for the FLEX Options, the Fund may have difficulty closing out certain FLEX Options positions at desired times and prices. The values of FLEX Options do not increase or decrease at the same rate as the reference asset and may vary due to factors other than the price of reference asset.
The Funds only seek to provide shareholders that hold shares for the entire Outcome Period with their respective buffer level against losses of the reference asset during the Outcome Period. You will bear all reference asset losses exceeding the buffer. Depending upon market conditions at the time of purchase, a shareholder that purchases shares after the Outcome Period has begun may also lose their entire investment. For instance, if the Outcome Period has begun and the Fund has decreased in value beyond the pre-determined buffer, an investor purchasing shares at that price may not benefit from the buffer. Similarly, if the Outcome Period has begun and the Fund has increased in value, an investor purchasing shares at that price may not benefit from the buffer until the Fund’s value has decreased to its value at the commencement of the Outcome Period.
Shares are bought and sold at market price, not net asset value (NAV), and are not individually redeemable from the fund. NAV represents the value of each share's portion of the fund's underlying assets and cash at the end of the trading day. Market price returns reflect the midpoint of the bid/ask spread as of the close of trading on the exchange where fund shares are listed.
© 2024 Market data provided is at least 10-minutes delayed and hosted by Barchart Solutions.
Nothing on this website should be considered a solicitation to buy or an offer to sell shares of any Fund in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction.
Investing involves risk. Principal loss is possible. All rights reserved. Innovator ETFs are distributed by Foreside Fund Services, LLC.
The Fund's investment objectives, risks, charges and expenses should be considered carefully before investing. The prospectus and summary prospectus contain this and other important information, and it may be obtained at innovatoretfs.com. Read it carefully before investing.
The following marks: Accelerated ETFs®, Accelerated Plus ETF®, Accelerated Return ETF®, Barrier ETF™, Buffer ETF™, Defined Outcome Bond ETF®, Defined Outcome ETFs™, Define Your Future®, Enhanced ETF™, Floor ETF®, Innovator ETFs®, Leading the Defined Outcome ETF Revolution™, Managed Buffer ETF®, Managed Outcome ETF®, Stacker ETF™, Step-Up™, Step-Up ETFs™, 100% Buffer ETFs™ and all related names, logos, product and service names, designs, and slogans are the trademarks of Innovator Capital Management, LLC, its affiliates or licensors. Use of these terms is strictly prohibited without proper written authorization.
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