RFLR - Innovator U.S. Small Cap Managed Floor ETF®
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U.S. Small Cap Managed Floor ETF®
 RFLR
ETF SUMMARY
The Innovator U.S. Small Cap Managed Floor ETF® is actively managed by Parametric, designed to capture the upside of small-cap U.S. equities, and engineered to limit the potential for maximum losses through a disciplined options overlay.
There is no guarantee the Fund will be successful in providing the sought-after protection of the floor. The Fund’s option strategy may cause the Fund to forego a portion of any upside returns of the Equity Portfolio.
GROWTH OF $10,000
Data from 9/16/2024 to 12/20/2024
ETF PERFORMANCE & BENCHMARK HISTORY Quarter End | Month End
 YTD1 Year3 Year5 YearInception
Fund NAV----2.04%
Fund Closing Price----2.13%
Russell 2000 Index----1.86%
Data as of 9/30/2024. The Fund incepted on 9/16/2024. Performance quoted represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate, so you may have a gain or loss when shares are sold. Current performance may be higher or lower than that quoted. Returns less than one year are cumulative. One cannot invest directly in an index.
ETF DETAILS
Ticker
RFLR
Listing Date
9/17/2024
Number of Holdings
1260
Expense Ratio
0.89%
Distribution Frequency
Quarterly
Exchange
NYSE Arca
TRADING DETAILS
NAV
$25.75
Closing Price
$25.77
Premium/Discount
$0.02 / 0.06%
30 Day Median Bid-Ask Spread
0.3%
Shares Outstanding
350,000
Market Value
$9,014,020
As of 12/20/2024
MARKET DETAILS
Last Price
$25.77
Change
+$0.15 / +0.59%
Bid / Ask
$25.82 / $25.90
Midpoint
$25.86
Volume
2,000
As of 12/20/2024
Need Help Trading RFLR?
See our 3 Rules for ETF Trading
ETF STRATEGY
RUSSELL 2000 EXPOSURE
PORTFOLIO OF LADDERED 10% FLOORS
PARAMETRIC'S ACTIVE CALL-SELLING STRATEGY
TOP 10 HOLDINGS As of 12/23/2024
TickerCompanySectorWeight
 U.S. Bank Money Market Deposit AccountCash1.67%
 ISHARES PUT OPT 09/25 200 0.80%
 ISHARES PUT OPT 06/25 195 0.52%
IONQIonQ IncInformation Technology0.40%
OLLIOllie's Bargain Outlet HoldingConsumer Discretionary0.36%
KDKyndryl Holdings IncInformation Technology0.34%
RKLBRocket Lab USA IncIndustrials0.34%
GPIGroup 1 Automotive IncConsumer Discretionary0.34%
EPRTEssential Properties Realty TrustReal Estate0.33%
MCMoelis & CoFinancials0.32%
» View All Holdings
Holdings are subject to change.
sector
SECTOR WEIGHTS
Financials
17.32%
Information Technology
16.03%
Health Care
14.72%
Industrials
14.52%
Consumer Discretionary
12.58%
Real Estate
6.57%
Energy
4.66%
Materials
3.97%
Consumer Staples
2.40%
Utilities
2.30%
Communication Services
1.68%
Cash
1.67%
Unclassified
1.58%
Other
0.00%
DISTRIBUTIONS
Ex-Dividend Date Record Date Payable Date Income Short Term Gains Long Term Gains Return of Capital Total Distribution
This fund has not made any distributions.
NEED HELP TRADING RFLR?
If you have questions around RFLR execution, we can help you find the best price available on the market. Feel free to email or call us directly at 800.208.5212, or contact your trade desk to walk you through how to achieve best execution.
3 RULES FOR ETF TRADING
• Avoid trading on the open or the close
• Use limit orders
• Leverage resources that can help
 
Leading the Defined Outcome ETF Revolution™
The Fund seeks to provide risk-managed investment exposure to the U.S. small capitalization companies represented by the Solactive United States 2000 Index through its hedging strategy. There is no guarantee that the Fund will be successful in implementing its strategy to provide a hedge against overall market exposure. The fund seeks to achieve its investment objective by purchasing a series of four, one-year Flex Options packages with "laddered" expiration dates that are 3 months apart. The Fund will also systemically sell short-dated call option contracts, which have an expiration date of approximately two weeks, with an objective of generating incremental returns above and beyond the premium outlay of the protective put option contracts. The Fund does not provide principal protection or non-principal protection, and an investor may experience significant losses on its investment. In a market environment where the Solactive United States 2000 Index is generally appreciating, the Fund may underperform the Solactive United States 2000 Index and/or similarly situated funds.The Sub-Adviser will seek to "ladder" the Fund’s option contracts by entering into new purchased put option contracts packages every three-months. After such put option contracts expire, the Fund will enter into new put option contracts with one-year expiration dates that are staggered every three months.As a result of the Fund’s laddered investment approach, on an ongoing basis the Fund will experience investment floors that are expected to be greater or less than the 10% floor provided by an individual Options Portfolio.The Fund seeks to provide capital appreciation while seeking to limit the amount of losses experienced by investors.Because the Fund ladders its option contracts and the Fund’s put option contracts will have different terms (including expiration dates), different tranches of put option contracts may produce different returns, the effect of which may be to reduce the Fund’s sought-after protection. Therefore, at any given moment the Fund may not receive the benefit of the sought-after protection on losses that could be available from Options Portfolio with a single expiration date.FLEX Options Risk. The Fund will utilize FLEX Options issued and guaranteed for settlement by the Options Clearing Corporation (OCC). In the unlikely event that the OCC becomes insolvent or is otherwise unable to meet its settlement obligations, the Fund could suffer significant losses. Additionally, FLEX Options may be less liquid than standard options. In a less liquid market for the FLEX Options, the Fund may have difficulty closing out certain FLEX Options positions at desired times and prices. The values of FLEX Options do not increase or decrease at the same rate as the reference asset and may vary due to factors other than the price of reference asset.Small Cap Risk Small cap companies may be more volatile and susceptible to adverse developments than their mid and large cap counterpart. In addition, the small cap companies may be less liquid than larger companies.
Shares are bought and sold at market price, not net asset value (NAV), and are not individually redeemable from the fund. NAV represents the value of each share's portion of the fund's underlying assets and cash at the end of the trading day. Market price returns reflect the midpoint of the bid/ask spread as of the close of trading on the exchange where fund shares are listed.
© 2024 Market data provided is at least 10-minutes delayed and hosted by Barchart Solutions.
Nothing on this website should be considered a solicitation to buy or an offer to sell shares of any Fund in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction.
Investing involves risk. Principal loss is possible. All rights reserved. Innovator ETFs are distributed by Foreside Fund Services, LLC.
The Fund's investment objectives, risks, charges and expenses should be considered carefully before investing. The prospectus and summary prospectus contain this and other important information, and it may be obtained at innovatoretfs.com. Read it carefully before investing.
The following marks: Accelerated ETFs®, Accelerated Plus ETF®, Accelerated Return ETF®, Barrier ETF™, Buffer ETF™, Defined Outcome Bond ETF®, Defined Outcome ETFs™, Define Your Future®, Enhanced ETF™, Floor ETF®, Innovator ETFs®, Leading the Defined Outcome ETF Revolution™, Managed Buffer ETF®, Managed Outcome ETF®, Step-Up™, Step-Up ETFs™, 100% Buffer ETFs™ and all related names, logos, product and service names, designs, and slogans are the trademarks of Innovator Capital Management, LLC, its affiliates or licensors. Use of these terms is strictly prohibited without proper written authorization.
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